Deliver Rigorous, Agile & Watertight Controls That Respond To Emerging Risk & Compliance Standards During Financial Services Disruption: Further Risk & Compliance Strategies To Develop Frameworks That Protect Customer Outcomes With Ethical & Organisational Conduct • Achieve Mature Risk Cultures Which Strengthen Operational Resilience & Mitigate Threat • Weather New Tech Hurdles Around Cloud & AI & ESG & New Climate Frontiers

08.30 Registration, Informal Networking & GIC Opening Remarks

09.00 Morning Co-Chairs’ Opening Remarks

Lydia Buttinger, Global Head of Shared Services, Risk & Compliance, abrdn

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Javier Munoz, Head of Conduct and Reputational Risk, Compliance & Conduct, Santander Corporate & Investment Banking

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Wesley Kozera, Channel Sales Manager, Custodia

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Consumer Duty & Customer Outcomes

09.10 As Further Consumer Duty Requirements Approach: How Are FS Increasing Expectations & Clarifying Internal Guidance To Better Safeguard Customer Needs & Guarantee Compliance?

Martyn Hopper, Partner, Linklaters

ESG & Sustainable Finance

09.30 Review FCA’s Rising Expectations Around ESG, Explore New Investment Opportunities & Raise Business Standards To Build Sustainable Frameworks Which Remain Compliant & Competitive Across The Financial Sector

Javier Munoz, Head of Conduct and Reputational Risk, Compliance & Conduct, Santander Corporate & Investment Banking

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Climate Risk & Stress Testing – Panel Discussion & Q&A

9.50 Reassessing Risk: From Catastrophe To Future-Proofing & Resilience… How Can Financial Services Keep Pace With Climate Risk & Stress Testing For Fit-For-Future Frameworks Built To Resist Change

10.20 Bonus Session Reserved For Exclusive Conference Partner

10.50 Morning Refreshment Break With Informal Networking

Operational Resilience

11.20 Strengthen Operational Models & Increase Resilience To Secure Market Integrity, Ensure Continuity & Reduce The Impact Of Disruption On Business

Tom Hammond, Operational Resilience & Risk & Control Director, Monzo

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Compliance Tech, AI & Cloud – Panel Discussion & Q&A

11.40 Keep Pace With The Mile-A-Minute Changing Challenges & Risks That Result From Cloud & AI Adoption To Create Risk Models That Support R&C Teams, Securely Monitor Customer Data & Mitigate Disruption

Michael Hipwell, Senior Vice President – EMEA Head of Markets Compliance, Wells Fargo

Orlando Fernández, Senior Technical Specialist, Recovery, Resolution & Resilience Team, Bank of England

Kemi Balogun, Head Of Audit, IT Risk, Lloyds Banking Group

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Colin Ware, Regulatory Product Manager, BNY Mellon

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Nathalie Aubry-Stacey, Head of Regulatory Affairs & Compliance, Custodia

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Updating ERM Frameworks

12.10 Reshape The Risk Management Landscape With ERM Strategies and Frameworks That Identify Gaps In Risk Approaches To Better Manage Threat, Minimise Loss & Remain Competitive In This New Era

Paul Grigg, ERM & Operational Risk Director, RSA

GIC Fin Comp Risk - Individual Tiles_RSA

12.30 Bonus Session Reserved For Exclusive Conference Partner

13.00 Lunch & Informal Networking For Speakers, Delegates & Partners

14.00 Afternoon Co-Chairs’ Opening Remarks

Adrian Furniss, Risk Director, Lloyds Banking Group

GIC Fin Comp Risk - Individual Tiles_Lloyds Banking Group

Tom Hammond, Operational Resilience & Risk & Control Director, Monzo

GIC Fin Comp Risk - Individual Tiles_Monzo

Risk Culture & Conduct & Governance – Panel Discussion & Q&A

14.10 Practical Insights To Enhance Risk Cultures, Build Higher Levels Of Trust & Security Amongst Staff For Risk Frameworks & Controls That Adapt To Hybrid Ways Of Working In 2023 & Beyond

Clare McMullen, Partner, Linklaters

Sarah Bennett-Nash, M.D Global Head of Colleague Conduct, Standard Chartered Bank

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Daniel Lewsey, UK Head of Compliance, Nordea

Ramita Dhillon, Head of Compliance, BACB

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Jane Blackburn, Global Head, Compliance & FCC Assurance, Standard Chartered Bank

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Samaroha Das, Director of IT Risk, Metro Bank (UK)

Shona Sandhu, Deputy Chief Compliance Officer, Citadel

14.40 Bonus Session Reserved For Exclusive Conference Partner

Conduct, Ethics & Organisational Compliance

15.10 Uncover Effective Risk Responses To Conduct Breaches Which Mitigate Impact, Strengthen Ethical Culture & Support Compliance Even Factoring In Remote Working

Rocky Hirst, EMEA Head of Commercial Bank Compliance, Citibank

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Third-Party Risk Management – New For 2022!

15.30 Implement More Robust Third-Party Risk Management Programs That Fulfil Security & Data Privacy Compliance For Cost-Effective Controls On The Business & Customers

Valeria Locatelli, Group Director of Financial Crime Compliance & Group MLRO, M&G

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15.50 Afternoon Refreshment With Informal Networking

AML & Financial Crime

16.20 Responsibly Prevent Financial Crimes With Tougher AML Measures & Tighter Risk & Compliance Models For Protected Revenue, More Secure Finance & Customer Outcomes

Mary Reuben, Team Head, Financial Crime & Compliance Audit, Bank of China, UK

GIC Fin Comp Risk - Individual Tiles_Bank of China

Future of Risk & Compliance – Panel Discussion & Q&A

16.40 Which Emerging Risks Should FS R&C Leaders Prioritise Next? Navigate & Respond To The Changing Risks Disrupting The Industry For Risk Frameworks That Deliver On Compliance & Protect Revenue

Julian Gooding, Managing Director, Chief Compliance Officer, Credit Suisse

GIC Fin Comp Risk - Individual Tiles_Credit Suisse

Jane Claydon, Director Regulatory Compliance, American Express

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Swagatam Sen, Global Head of Innovation – Compliance Analytics, HSBC

Shona Sandhu, Deputy Chief Compliance Officer, Citadel

Rachael Greaves, Co-Founder and CEO, Castlepoint

Shaun Hurst, Principal Regulatory Advisor, Smarsh

17.10 Afternoon Co-Chairs’ Closing Remarks & Official Close Of Conference