Mission-Critical Steps To Eliminate Harm, Reduce Exposure & Mitigate Disruption:
Effective, Resilient & Intelligent Risk & Compliance Strategies For BFSI
Optimise AI, Automation & RegTech Capabilities ∙ Advance Due Diligence Around Communications Compliance ∙ Strengthen & Develop Robust Operational Risk Models Which Absorb Shock & Minimise Impact ∙ Counter Fraud & Cyber Attacks With Watertight Controls ∙ Embed Duty & Governance Within Conduct & Culture ∙ Proactively Respond To ESG & Climate Risk ∙ Protect Liquidity & Manage Exposure Across All Three Lines of Defence For Competitive Business Continuity
08.30 Registration, Informal Networking & GIC Opening Remarks
9.00 Morning Chair’s Opening Remarks
Matthew Kay, Data Protection Officer, Metro Bank
HARNESS COMPLIANCE TECH & TOOLS - FRESH UPDATES
09.10 Harness The Power Of Big Data, Tech, Artificial Intelligence & Blockchain To Reduce Financial Risk, Increase Regulatory Compliance & Stamp Out Laundering & Fraud
- Create intelligent risk portfolios supported by the right tech to provide critical data insights and predictive analytics which mitigate the impact of future attack
- Competitively assess security risk and leverage AI to automate data compliance and effectively flag suspicious activity and ransomware
- Uncover lucrative regtech surveillance strategies which support risk and compliance teams to build AI crime fighters that can combat and react quickly and efficiently to breaches
AI, AUTOMATION & NEW TECH – NEW OPPORTUNITIES
Panel
Q&A
09.30 Leverage Brand New Opportunities In AI, Automation & Cloud To Transform Risk & Compliance Frameworks, Improve Decision Making, Advance Business Services & Strengthen Risk Management
- Which tech, AI and blockchain tools can help enhance risk management strategies to improve policy decisions and determine which risk appetites need to be prioritised?
- Optimise new tech to improve data accuracy and minimise financial loss through an impactful tech security assessment framework best suited for your organisation
- Best-in-class tips to integrate AI, machine learning and new tech solutions into your risk management framework and digital transformation
Vivek Jain, Head of Audit, Lloyds Banking Group
Adela Szakola, Director, Treasury Services, BNY Mellon
WATERTIGHT MOBILE COMMUNICATIONS COMPLIANCE
Hot Topic!
10.00 Keep Up With Evolving Updates & New Regulatory Challenges Around Monitoring New Modes Of Communication To Effectively Supervise Communications & Respond Quickly To Security Hazards & Data Breaches For A Competitive Edge
- Develop robust mechanisms that can adequately address todays and tomorrow’s communication compliance requirements in the modern workplace
- Explore new, proactive strategies to anticipate and reduce regulatory scrutiny around communications compliance through effective capturing, monitoring, retaining and retrieving of mobile communications
- Which tech tools and products create freedom amongst risk and compliance teams to use modern messaging applications on mobile and desktop while ensuring compliance?
- The return to office = return to travel… being on the go and being in touch anywhere and anytime. Critically manage data and consistently adopt a culture of care across communication channels for an assured compliant team regardless of geography
10.20 Bonus Session; Reserved For Exclusive Conference Partner
10.50 Morning Refreshment Break With Informal Networking
ROBUST OPERATIONAL RESILIENCE
11.20 Strengthen Operational Resilience & Power Business Continuity With Robust Risk Strategies That Can Absorb & Adapt To Financial Shock & Disruption
- Which robust operational plans enable risk and compliance teams to deliver essential services that strengthen disaster recovery and mitigate impact?
- Power risk leaders to collaboratively monitor and manage emerging risks to strengthen operational continuity and deliver collaborative action across all three lines of defence
- Review impact tolerances and which operational vulnerabilities need attention to secure resilience investment for efficient operational risk strategies
Suzanne Allen, Senior Operational Risk Manager, Revolut
CYBERSECURITY SAFEGUARDING
Mission-Critical Insights
11.40 Safeguard Your Organisation & Customers From Cyber & Ransomware Attacks & Develop Efficient Risk & Compliance Models To Strengthen Security Controls While Delivering Streamlined Customer Services
- Share best practices to prevent malicious software gaining entry into your network for a competitive advantage
- Combat phishing, protect vulnerable customers and launch an effective counter-defence to cyberattacks for long-term protection
- Is there a talent or skill gap? How can you leverage L&D to upskill cyber teams to understand the components well enough to identify, alert and react to malicious activities in an effectively timely response?
Abhisek Ghatak, Head of Cyber Security Internal Audit (Director), UBS
AML & FINANCIAL CRIME – STAY AHEAD
What’s Next?
Crypto
12.00 Stay Ahead Of Tightening AML Regulations That Your Organisation Need To Be Ready For & Proactively Protect Liquidity From Money Laundering & Fraud To Avoid Due Diligence Failings & Fines
- Top tips to develop robust regulatory frameworks which prevent misuse of foreign money laundering?
- Advice on which new AML regulations to focus on next; Which emerging criminal threats, geopolitical change, and new technologies and other financial crimes should your organisation prepare for next?
- Best ways to enhance end-to-end enterprise fraud solutions through enriched AML-centric strategies that combat potential threat?
12.20 Bonus Session; Reserved For Exclusive Conference Partner
12.50 Lunch & Informal Networking For Speakers, Delegates & Partners
13.50 Afternoon Chair’s Opening Remarks
Alwyn Li, Audit Director, IA Enterprise Risk Management, Credit Suisse
PEER-LED DISCUSSION GROUPS & NETWORKING
14.00 Peer Experience Sharing & Intimate Networking – ESG & Sustainable Finance, Third-Party Risk, Market & Liquidity Risk & The Future Of Risk & Compliance
Join your fellow Risk & Compliance leaders in a new, intimate opportunity to get peer-supported advice and introspectively review your risk-related challenges. Come armed with your risk and compliance challenges, the shared concerns amongst your teams, and the burning questions you might have for other like-minded professionals, and we’ll give you a private space in the main networking room with our designated speakers to share unmissable experiences, advice and insights.
- Third-Party Risk: Reduce impact and mitigate risk across your supply chain and third-party network to protect long-term third-party relationships
- Market & Liquidity Risk: Translate market and interest rate risk into meaningful signals that boost liquidity
- Future of Risk & Compliance: Anticipate what risks might come next and what impact that will have on compliance in the financial landscape?
Suman Datta, Head, Portfolio Quantitative Research, Lloyds Banking Group
David Bonavia, Lead Operational Risk Framework Manager, Metro Bank (UK)
Barley Corr, CDD Design and Implementation Lead, HSBC
Vivek Jain, Head of Audit, Lloyds Banking Group
Manuel Vicente, Managing Director, Sustainability & Risk Solutions, Former HSBC CRO
RISK CULTURE, CONDUCT & SMCR – RAISING STANDARDS
Panel
Q&A
Consumer Duty
14.30 Raise Standards Of Governance, Embed Duty Within Conduct & Culture & Ensure Proficient Risk & Compliant Practice Across Financial Leaders & Managers To Improve Customer Outcomes & Build Resilience & Operational Performance
- Deliver interactive training and internal awareness-raising communications to engage staff with tailored approaches to raise governance structures, culture and conduct
- Recognise the importance of a risk culture focused on delivering good customer outcomes while mitigating risk for organisational success
- Power SMCR to ensure a clear breakdown of deliverables and target completion dates are set with a framework for tracking individual and collective progress
- Build resilient and confident risk and compliance teams which clearly outline their roles and responsibilities in risk management for long-term business success
- Design diverse and flexible initiatives for a stronger risk culture and conduct around compliance reporting and governance for successful business growth
Martha Phillips, Head of Enterprise Risk, AXA Health
Keith Davies, Group Chief Risk & Compliance Officer, Admiral Group Plc
Shona Sandhu, Deputy Chief Compliance Officer, Citadel Securities
Susan Wright, Director of Training & Policy, Safeguarding Assets, Citi
Jean Panagamuwa, Head of UK Compliance & AML, Capital One
Ramita Dhillon, Head of Compliance, BACB
15.00 Bonus Session; Reserved For Exclusive Conference Partner
15.30 Afternoon Refreshment Break & Informal Networking
PEER-LED DISCUSSION GROUPS & NETWORKING
16.00 Peer Experience Sharing & Intimate Networking – Risk Model Management, Enterprise Risk & Internal Audit
Join your fellow Risk & Compliance leaders in a new, intimate opportunity to get peer-supported advice and introspectively review your risk-related challenges. Come armed with your risk and compliance challenges, the shared concerns amongst your teams, and the burning questions you might have for other like-minded professionals, and we’ll give you a private space in the main networking room with our designated speakers to share unmissable experiences, advice and insights.
- Risk Model Management: Deliver and achieve risk management goals to maintain a competitive advantage and preserve access to financial capital and investment
- Enterprise Risk: Which 2023 trends are reshaping the risk management landscape and what critical ERM programs are required to remain competitive in this next quarter?
- Internal Audit: Which emerging and established risks should Internal Audit consider when preparing its agile annual Internal Audit plan?
Armel Massimina, Operational Risk Lead, National Bank of Kuwait
Alwyn L, Audit Director, IA Enterprise Risk Management, Credit Suisse
Celia Shek, Head of Audit – Distribution & Servicing, Consumer Relationships, Lloyds Banking Group
Adela Szakol, Director, Treasury Services, BNY Mellon
Nadia Bouzebra, Head of Model Risk Management, Close Brothers
Suman Datta, Head, Portfolio Quantitative Research, Lloyds Banking Group
CONSUMER DUTY
Fireside Chat
Q&A
16.30 Examine The Implementation & Future Of The FCA’s New Consumer Duty & Promote Long-Term Compliance
- Reflect and review on your firm’s steps to embed consumer duty in every operational and risk management strategy
- Outline which customer focused strategies need to prioritised next to meet the requirements of the consumer duty update
- Identify the barriers and pain points in addressing your consumer duty needs and leverage the capabilities of your R&C teams to accelerate your journey into consumer duty
Steve Allibone, Group Compliance Director, Vitality Group Inc.
CLIMATE RISK
Expert-Led Workshop
Q&A
17.00 Fully Assess The Impact of Climate & Environmental Risk In Risk Frameworks For Renewed Governance, Strategy & Risk Management Plans
- What are the financial risks of delayed action on climate change and how can R&C teams price and manage climate risk to secure board and third-party investment?
- Measure and translate high-level climate-related content into micro-level insights that deliver change and contribute to climate missions and commitments
- Tackle climate risk stress testing and modelling to demonstrate a risk-based commitment to achieving net-zero targets
Nick Stansbury, Head of Climate Solutions (Investments), Legal & General Investment Management (LGIM)
Sebastian Werner, Head of Climate Risk Scenario Design, Citi
Manuel Vicente, Managing Director, Sustainability & Risk Solutions, Former HSBC CRO
Julius Herfel, Head of Audit for Global Asset Safety, International Compliance & ESG & EMEA Prudential Risk, BNY Mellon
17.30 Afternoon Chair’s Closing Remarks & Official Close Of Conference
Want To Speak At The Conference?
If you would like to join our incredible speaker lineup, then please get in touch!