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Autumn Update! Don't Miss The Risk & Compliance for Financial Services Conference - 28 Industry Leaders Share New, Business-Critical Rigorous, Agile & Watertight Strategies

Deliver Rigorous, Agile & Watertight Controls That Respond To Emerging Risk &
Compliance Standards During Financial Services Disruption

Further Risk & Compliance Strategies To Develop Frameworks That Protect Customer Outcomes With Ethical & Organisational
Conduct • Achieve Mature Risk Cultures Which Strengthen Operational Resilience & Mitigate Threat • Weather New Tech Hurdles
Around Cloud & AI & ESG & New Climate Frontiers

A One-Day, Industry-Led Conference & Networking Event, 22nd November 2022, One Great George Street, Central London.  Group Discounts Available!

28 Risk & Compliance Leaders Share Business-Critical Updates To Further Risk & Compliance Frameworks, Respond To Emerging Risks, Deliver On Ethical & Organisational Conduct, Achieve Mature Risk Cultures, Leverage Cloud & AI, Comply With ESG & Climate Regulations & Build Robust Operational Resilience To Fulfil Consumer Duty & Protect Customer Outcomes

  1. Better Prepare For Consumer Duty & Customer Outcomes: Risk and compliance teams clarify internal guidance to better safeguard customer needs and ensure fair customer outcomes
  2. Robust ESG & Sustainable Finance Frameworks: Remain compliant and competitive FS businesses and the FCA shine the spotlight on ESG goals and reporting
  3. Fit-For-Future Climate Risk & Stress Testing: How can you embed climate-related risks and opportunities into wider risk models for strategic risk management and decision making?
  4. Watertight Operational Resilience Frameworks: As we move on from one set of regulatory updates into the next set of proposals, what needs adjusting to ensure business continuity?
  5. Tech, AI & Cloud - Keep Pace! Conquer mile-a-minute challenges and risks arising from new tech adoption to create risk models which ensure compliance and minimise disruption
  6. Risk Cultures, Conduct & Governance Practical Insights: Enhance risk cultures, increase security and embed controls that adapt to new ways of working in 2023 and beyond
  7. Pressure Test Risk Frameworks: Identify weaknesses to manage threats and minimise losses and reshape the risk management landscape for the better
  8. Conduct, Ethics & Organisational Compliance: Assess where conduct and ethics breaches have occurred to develop future models better adapted to risk and achieving compliance
  9. Best-In-Class Third-Party Risk Management: Controls to ensure security and compliance for cost-effective controls beyond the business and throughout the whole supply chain
  10. Prevent Financial Crimes With Tougher AML Measures: Tighten compliance models as risk evolves to protect customers and businesses alike
  11. Horizon Scanning The Future Of Risk & Compliance: Which emerging risks should financial services risk and compliance leaders prioritise next?

Can You Support Financial Risk & Compliance Leaders Mitigate Disruption? For more information on how to get involved, please call +44 (0)20 3479 2299 or email

Book An Exhibition Stand + 2 Delegate Places Now For Only £3,999! Exhibition space is limited and will be issued on a first-come, first-served basis.

PLUS! What's New At The 4th Edition Risk & Compliance In Financial Services Conference?

  • Critical Insights & Updates Following Our Spring Edition!
  • Regulator Perspectives
  • Chiefs & Directors Across Banking, Insurance, Investment & FinTech
  • 4 Interactive Panel Discussions & Q&A: A) Climate Risk & Stress Testing B) Risk Culture, Conduct & Governance C) Future of Risk & Compliance D) Compliance Tech, AI & Cloud 10 Chiefs & Directors Across Banking, Insurance, Investment & FinTech
  • Risk-Led Workshops

20+ Financial Services Address Business-Critical Risk & Compliance Topics In 1 Inspiring Day: Consumer Duty & Customer Outcomes • ESG & Sustainable Finance • Climate Risk & Stress Testing • Operational Resilience • Compliance Tech, AI & Cloud • Risk Culture & Conduct & Governance • Updating Risk Frameworks • Conduct, Ethics & Organisational Compliance • Third-Party Risk Management • AML & Financial Crime • Future of Risk & Compliance

97% Delegate Satisfaction Rating At Spring 2022 Risk & Compliance For Financial Services Conference & 12 Years Of Market-Leading Events! Hear What Previous Attendees Think:


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