Menu Close

Book Here Today & Save £100! In 1 Inspiring Day, 21 Financial Services Reveal Their Latest Practical & Impactful Compliance & Risk Strategies 

Practical & Impactful Compliance & Risk Strategies For Financial Services: Embrace New Technologies & AI, Mitigate Brexit Uncertainty, Prepare For Regulatory Changes, Embed A Failure-Centric Operational Resilience Strategy, Protect Vulnerable Customers, Review GDPR, Promote A Healthy Culture, Deter Financial Misconduct, Revise SM&CR Standards & Drive Digitalisation

A One-Day, Industry-Led Conference & Networking Event, 4th March 2020, Copthorne Tara, Central London

21 Financial Services Speaking In 1 Day: Practical Insights Which Embrace New Technologies & AI, Prepare For Future Regulatory Updates, Embed A Failure-Centric Operational Resilience Strategy, Protect Vulnerable Customers Across All Touchpoints To Promote A Healthy Culture, Deter Financial Misconduct & Drive Digitalisation: 

  1. Regulatory Interpretation, Fresh Perspectives: Update your business model to guarantee a consistent and timely response to regulators’ increasing requirements
  2. Embrace New Technologies & Cutting-Edge AI: Capitalise on the opportunities AI, ML and RPA offer and ascertain which are going to deliver real results
  3. Business-Critical Operational Resilience: Adapt to disruption with a failure-centric, measured operational resilience strategy
  4. Brexit Impact – Future Proofing In Uncertain Times: Advice on how to best prepare for an era of political instability and regulatory uncertainty
  5. GDPR In Review: Learn from the challenges faced and overcome and use this to anticipate future governance, risk and compliance challenges
  6. Protect Vulnerable Customers & Combat Inequality: Guarantee customers are being treated fairly and are protected with flexible and tailored policies
  7. Get To Grips With SM&CR! Mitigate risk, deter misconduct, raise standards of governance and encourage a culture of responsibility with the appropriate systems and controls
  8. Promote A Healthy Culture Which Aligns With Long-Term Business Strategies: Determine the right metrics and measurements to benchmark progress for an inclusive, effective culture
  9. Financial Crime & AML Focus: Best-in-class strategies to protect your organisation
  10. Reap The Operational Benefits Of Digitisation! Ascertain ROI and win buy-in from senior management to drive digitalisation across the risk and compliance functions
  11. The Future Of Risk & Compliance: Adapt to change with an operating model which delivers results and generates a strategic advantage

The Financial Services Compliance & Risk Conference At A Glance

21+

In-House Compliance & Risk Practitioners Speaking

100%

Average Satisfaction Rate

11

Advanced Topic Streams

7

Years At Forefront Of Financial Services Conference Market

1

Inspiring Day

Why This Compliance & Risk Financial Services Conference? 

  • 21 In-House Compliance & Risk Practitioners Speaking In From Leading Financial Services 1 Inspiring Day
  • 100% Satisfaction Rating At Our Last Financial Services Conference
  • 7 Years At The Forefront Of The Financial Services Conference Market
  • Updates On Risks, Threats & Best Practice
  • 3 Interactive Panel Discussions: A) New Tech, AI & ML B) Regulatory Interpretation C) Vulnerable Customers
  • 3 Hot Topic Case Studies: Culture & Governance | SM&CR | Operational Resilience
  • 4 Lunchtime Peer Discussions: A) Reputation B) Risk Frameworks C) Conduct Risk D) Cyber Security
  • Interactive Voting & Q&A

Business Case For Attending The Industry’s Leading 1 Day, Practitioner-Led Compliance & Risk Conference For Financial Services. Send To Your Manager For Sign Off!

  1. Hear Insights From 21 CCOs, CROs, Directors & Heads Of Compliance & Risk From Industry-Leading Financial Services In 1 Inspiring Day
  2. Practical Takeaways & Insights & An Opportunity To Network With 100+ Industry Peers
  3. A Tailored & Targeted Agenda Based On Our In-Depth Research Consisting Of The Most Pressing Compliance & Risk Issues Facing Financial Services Today
  4. Your Toughest Challenges Tackled Head On With Practical Approaches: Operational Resilience • New Tech, AI & ML • Senior Managers Regime • GDPR In Review • Regulatory Interpretation • Brexit Impact • Culture & Governance Fair Treatment Of Customers • Digitising Risk & Compliance • Financial Crime & AML • Future Of Compliance

21 Financial Services Compliance & Risk Directors Offer Practical Insights In 1 Day: Operational Resilience • New Tech, AI & ML • Senior Managers Regime • GDPR In Review • Regulatory Interpretation • Brexit Impact • Culture & Governance Fair Treatment Of Customers • Digitising Risk & Compliance • Financial Crime & AML • Future Of Compliance 

100% Delegate Satisfaction Rating At Our Latest Financial Services Conference & 7 Years Of Market-Leading Finance Events! Hear What Previous Attendees Think:


‘Relevant content, passionate speakers.’

‘Great content, all the speakers were generous sharers and it made a difference.’

'Interesting, motivating and practical.' 

Practical & Impactful Compliance & Risk Strategies For Financial Services: Embrace New Technologies & AI, Mitigate Brexit Uncertainty, Prepare For Regulatory Changes, Embed A Failure-Centric Operational Resilience Strategy, Protect Vulnerable Customers, Review GDPR, Promote A Healthy Culture, Deter Financial Misconduct, Revise SM&CR Standards & Drive Digitalisation

Please See Below For The Compliance & Risk For Financial Services Conference Programme Outline. For The Full Agenda, Please Click Here >> 

08.30 Registration, Coffee & Informal Networking

09.00 GIC Welcome, Interactive Voting Introduction & Morning Co-Chairs' Opening Remarks

Renata Hoes, Chief Compliance Officer, Generali Investments Luxembourg

James Young, Head of Compliance & Risk / MLRO, Travelex

Operational Resilience

09.10 Ensure Operational Resilience Is An Integral Part Of Your Business’ Overall Strategy With A Failure-Centric, Measured Approach Designed To Adapt To Disruption & Deliver Critical Services

Speaker To Be Announced; Please Check The Website For Details

New Tech, AI & ML | Panel Discussion & Q&A

09.30 Embrace & Exploit New Technologies & Cutting-Edge AI To Future-Proof Your Position In The Market With Tangible Outcomes & Demonstrable ROI

Andrew Fleming, Global FCR MI Senior Risk Reporting Manager, HSBC


Madeleine Dick, Senior Manager Conduct Risk, Lloyds Banking Group

Patrick Campbell, Senior P&C Risk Business Partner, Zurich Insurance Company Ltd

Davide Magno, Head of Financial Risk Management, AXA Life Europe

Carlos Martin, Risk Director, RBS Natwest

Brexit Impact | In Conversation With

10.00 Future-Proofing In Uncertain Times: Advice On How Risk & Compliance Teams In Financial Services Can Best Prepare For & Operate In An Era Of Political Instability & Regulatory Uncertainty

Aurore Lecanon, Chief Risk & Compliance Officer, Prudential International

10.20 Morning Refreshment Break With Informal Networking

Regulatory Interpretation | Panel Discussion & Q&A

10.50 Review & Reflect On The Latest Regulatory Changes With Fresh Perspectives From Key Players In Order To Prepare For Future Updates

Emma Pape, Head of EMEA Regulatory Reform PWM Compliance, Goldman Sachs International

James Young, Head of Compliance & Risk / MLRO, Travelex


11.20 Bonus Session; Reserved For Exclusive Conference Partner. For more information on how to get involved, please call +44 (0)20 3479 2299 or email partner@thefinancialservicesconference.com

GDPR: In Review

11.50 GDPR Is Now Business-As-Usual In Financial Services: Reflect Upon The Impact & Anticipate Future Governance, Risk & Compliance Challenges

Gary Brown, Data Protection Officer, revverbank

Senior Managers Regime

12.10 Get To Grips With SM&CR & Ensure You Have The Appropriate Systems & Controls In Place To Deter Misconduct, Raise Standards Of Governance & Encourage A Culture Of Responsibility

Sovereign & Country Risk

12.30 Sovereign & Country Risk In The Age Of Climate Change

Patrick Raleigh, Director, Country & Sovereign Risk, Bank of America Merrill Lynch

Lunch For Delegates, Speakers & Partners

12.45 Lunch For Delegates, Speakers & Partners

13.15 Informal Peer-To-Peer Discussions

A. Reputation
Stefana Brown, Head of Operational Risk, Legal & General Insurance

B. Risk Frameworks
Bennet Ledner, Head Of Operational Risk, AXA PPP Healthcare

C. Conduct Risk
Michael Sparks, Chief Risk Officer, BNY Mellon

D. Cyber Security

13.45 Afternoon Chairs’ Opening Remarks
Simon Cory, Director of Risk Strategy, Nationwide Building Society

Fair Treatment Of Customers | Panel Discussion & Q&A

13.55 Combat Inequality & Protect Customers By Developing & Implementing Flexible & Tailored Policies Which Identify Potential Vulnerability & Support Customers

Stuart Ross, Head Of Compliance & Conduct Risk, Metro Bank

Jocelyn Tasker, Compliance Director, Monzo Bank

Stefana Brown, Head of Operational Risk, Legal & General


14.25 Bonus Session; Reserved For Exclusive Conference Partner. For more information on how to get involved, please call +44 (0)20 3479 2299 or email partner@thefinancialservicesconference.com

Culture & Governance | Double Perspective

14.55 Promote & Embed A Healthy Culture Across The Risk & Compliance Function & Wider Business Which Aligns With Long-Term Business Strategies

14.55 Renata Hoes, Chief Compliance Officer, Generali Investments Luxembourg

15.15 Milind Dabhole, Head of Risk - Change, Lloyds Banking Group

15.35 Afternoon Refreshment Break With Informal Networking

Digitising Risk & Compliance

16.05 Reap The Operational Benefits Of Digitisation! Evaluate & Ascertain ROI To Win Buy-In From Senior Management To Drive Digitalisation Across The Risk & Compliance Functions

Christopher Singh, Head of Regulatory Compliance, Revolut

HSBC Case Study

16.25 Financial Crime & AML

Maureen Edwards, Regional Head of Business Financial Crime Risk, Continental Europe, HSBC, Commercial Banking

The Future Of Compliance

16.45 Get Up To Speed & Do More With Less! Adapt To Change With An Operating Model Which Delivers Results & Generates A Strategic Advantage

Victoria Stubbs, Chief Risk Officer, The Cambridge Building Society


17.20 Afternoon Chairs’ Closing Remarks

Simon Cory, Director of Risk Strategy, Nationwide Building Society

17.10 Official Close Of Conference

Why Not Get Involved In The Compliance & Risk For Financial Services Conference?

Can You Help Heads Of Compliance & Risk In Financial Services Deliver Business-Critical Results? For more information on how to get involved, please call +44 (0)20 3479 2299 or email partner@thefinancialservicesconference.com

Book An Exhibition Stand + 2 Delegate Places Before 16th January For Only £2,499 (SAVE £250). Click here to book your stand. Exhibition space is limited and will be issued on a first-come, first-served basis.