CLARC is a specialist Legal, Audit, Risk & Compliance recruiter with offices in London and Dublin.

We predominantly specialise in working with Financial Services focused businesses.

CLARC have over 30 years combined recruitment experience within these specialist industries. We cover the full spectrum of a departments needs from junior staff to heads of department on a temporary or permanent basis.

CLARC pride ourselves on our ethical recruitment approach. We will not send clients unauthorised or speculative CV’s, instead we look to provide clients the right CV’s to match their needs and follow a ‘quality not quantity’ approach to sourcing candidates.

CLARC always have a candidate’s best interests in mind as we provide honest career advice to assist them in making that next step in their career as smooth a process as possible. We will never send a candidate’s CV to any role without their prior expressed permission.

A sample of some of our recent placements include;

  • General Counsel & Chief Compliance Officer, SMF16 & 17
  • Head of Legal
  • Head of Compliance, SMF16
  • Deputy Head of Compliance
  • Legal Counsel
  • Operational Risk Manager
  • Internal Audit Manager
  • Risk Manager
  • Financial Crime Manager
  • Compliance Analyst

www.clarcrecruitment.com

Clausematch is a global regulatory technology (RegTech) SaaS provider that helps organisations to operate safely and bring compliant products to the market. Our platform sits at the core of compliance management and empowers companies to collaborate, create, manage, and review different types of compliance documents, in real time, with a complete audit trail and live insights, leading to more robust governance.

With Clausematch, companies can break down organisational silos by establishing a single source of truth for their compliance content and seamlessly communicating updates to their workforce. Our use of advanced metadata, AI-powered mapping and tagging, intelligent suggestions and workflows, allows companies to better manage documents, down to a granular, paragraph level. They can swiftly adapt to changes in the market, strategy and regulations, to stay on top of compliance and build trust with the board and regulators.

Financial institutions of different sizes and profiles, along with other regulated businesses, rely on Clausematch to meet regulations, grow sustainably, and achieve the highest levels of governance to avoid fines and reputational damage, while cutting compliance costs by up to 30%.

Learn more at www.clausematch.com

MyComplianceOffice provides compliance management software that enables companies around the world, large and small, to reduce their risk of misconduct. Our integrated SaaS platform lets compliance professionals demonstrate they are proactively managing the regulated activities of the company, employees and third-party relationships including customers, vendors, counterparties, sub-advisors, lobbying firms, and others.    

Available as a unified suite or à la carte, our easy-to-use, innovative and extensible solutions get clients up and running quickly and cost-efficiently. We’ve built our passion and proficiency for compliance automation into every product, empowering clients of all sizes to maximize technology to minimize conduct risk.   

MCO brings a long-term compliance solution to fulfil the needs of every sized organisation, including:  

  •      An integrated solution that checks for conflicts across multiple systems  
  •      Centralised data for ease of access, consistency and unparalleled risk control  
  •      An easy-to-use interface for greater efficiency and adherence  
  •      A scalable modular approach to meet every firm’s unique needs 


www.mco.mycomplianceoffice.com

NICE Actimize is the largest and broadest provider of financial crime, risk and compliance solutions for regional and global financial institutions, as well as government regulators. Consistently ranked as number one in the space, NICE Actimize’s innovative technology protects institutions and safeguards consumers’ and investors’ assets by identifying financial crime, preventing fraud, detecting misconduct, and ensuring regulatory compliance. Our solutions for real-time, cross-channel fraud prevention, anti-money laundering detection, and trading surveillance address issues such as payment fraud, cybercrime, sanctions monitoring, market abuse, customer due diligence and insider trading.

NICE Actimize’s SURVEIL-X Holistic Conduct Surveillance offers unparalleled risk coverage for online brokers, buy-side and sell-side firms, insurance companies, crypto exchanges, regulators and more by enabling accurate detection and rapid, thorough investigation of market abuse, inappropriate sales practices, conduct risk and more.

www.niceactimize.com

 

The proliferation of communication platforms and electronic records has made identifying and mitigating compliance violations a challenge for modern businesses. Organisations need solutions that enable them to capture, search and produce the right content, at the right time. They also need to be able to demonstrate that their policies governing the usage of electronic communications are working as designed. Without the right technology, businesses are opening themselves up to the risk of non-compliance.

For over two decades, Smarsh has enabled organisations of all sizes to quickly and easily meet their record retention and oversight obligations with industry-leading technology that allows them to manage the risk and see the value in their communications data. These include mandates from FINRA, SEC, FFIEC, CFTC, NFA, EU (MiFID II), FCA, IIROC and other industry-specific governing bodies around the world. Our capture, archiving, surveillance supervision and e-discovery solutions enable our customers to focus on innovation and growth, while seamlessly dealing with communications compliance. And our advanced capabilities (available on a per channel basis) ensure our customers can carry out proactive compliance measures for specific channels with real-time monitoring, blocking and alerting.

When the leading banks in North America, Europe and Asia, along with leading brokerage firms, insurers, and registered investment advisors want a unified communication warehouse solution offering that has the ability to capture all forms of digital communications, both text and voice, store them and then analyse them through advanced NLP models to gain valuable business intelligence, they talk to Smarsh.

To discover more about the future of communications capture, archiving and oversight, visit www.smarsh.com

Red Marker provides marketing compliance software that identifies potential legal, regulatory and brand risks in marketing and advertising content, enabling businesses to scale the review of marketing content and ensure only compliant content reaches the market.

Our AI is custom aligned and trained to flag against the specific regulatory and brand requirements of your business, helping adhere to FCA regulations through automation. Critical compliance tasks like checking for disclosures and disclaimers can also be done within seconds using Red Marker.

We have an open API and can integrate with an extensive range of workflow tools including Asana, Aprimo and Seismic, as well as the Microsoft Suite and Google Docs and many more for maximum efficiency and streamlining of the marketing compliance review process.

www.redmarker.ai

CLICK BELOW IN ORDER TO VIEW THE PROGRAMME FOR TODAY

CLICK BELOW IN ORDER TO VIEW THE DELEGATE LIST FOR TODAY