Risk & Compliance In Financial Services ConferenceLatest Updates & AI Challenges

28 NOVEMBER 2024 | LONDON

Behavox is an Artificial Intelligence company on a mission to build cutting-edge AI systems that safeguard businesses and enhance human productivity. As the world’s foremost provider of AI-powered archiving, compliance, and security solutions, we are trusted by leading organizations to secure their text and voice communications data, and monitor a broad range of regulatory, conduct, and insider threat risks. Founded in 2014, Behavox is headquartered in London, with offices worldwide, including in New York City, Montreal, Seattle, Singapore, and Tokyo.

More information about the company is available at www.behavox.com

Decision Focus is a Governance, Risk and Compliance (GRC) solution provider that empowers organisations to navigate complex and dynamic risk and regulatory landscapes with agility and confidence.

It’s been built by GRC experts, for GRC experts. A single integrated platform that provides 360° visibility of risks and controls enterprise-wide, plus the real-time data insights necessary to focus thinking and inform risk-based decision making.

The GRC solution is delivered on a highly configurable modular platform, enabling a one-stop-shop for most audit, risk, compliance, and governance business needs.

decisionfocus.com

Competent employees are at the heart of every successful and compliant business.

We are proud to count some of the most recognised brands in the UK financial services sector as loyal customers, including Allianz, Aviva, LV= Financial Services, Hastings Direct, AXA, and Bupa.

Leading brands like these trust us to deliver best-in-class compliance, reduce risk, and help their people achieve outstanding customer outcomes.

We know from over 200 million employee knowledge interventions in some of the world’s leading brands that the average baseline level of employee competence is just 54% – meaning employees only know half of what they need to know to optimally and compliantly perform their job function.

Elephants Don’t Forget’s multi-award-winning Artificial Intelligence – Clever Nelly – exists because employees often fail to retain critical information they need to perform optimally and compliantly in their roles. We solve this problem by creating and maintaining competent employees – using less than one minute of their time per day.

With over ten years’ experience of working with some of the largest financial services institutes, our customers recognise that employee competence and strict adherence to regulation are key to satisfying the requirements of regulators.

Whether or not your brand is directly impacted by Consumer Duty, few – if any – brands in the sector have escaped the effects of a rapidly changing regulatory climate. As the FCA becomes increasingly demanding and data-driven, more of the UK’s leading financial services organisations are turning to our multi-award-winning AI – Clever Nelly – to improve and evidence employee compliance to the highest standards, while simultaneously improving productivity and service levels in their customer-facing teams.

www.elephantsdontforget.com

Interfacing Technologies Corporation is a global leader in digital transformation solutions, specializing in innovative AI-driven platforms for risk management, quality control, regulatory compliance, and continuous improvement. Our cutting-edge software solutions empower businesses to streamline operations, enhance performance, and mitigate risks through intelligent automation and data-driven insights. Trusted by leading organizations worldwide, we provide a comprehensive suite of tools designed to optimize business processes, ensure compliance with industry standards, and drive operational excellence in today’s fast-paced digital economy. At Interfacing, we deliver the future of business management—today.

www.Interfacing.com

MetricStream is the global SaaS leader of Integrated Risk Management and GRC solutions that empower organizations to thrive on risk by accelerating growth via risk-aware decisions. We connect governance, risk management, and compliance across the extended enterprise. Our ConnectedGRC and three product lines – BusinessGRC, CyberGRC, and ESGRC – are based on a single, scalable platform that supports you wherever you are on your GRC journey. Recognized by top industry analysts as a leader in GRC, MetricStream has been helping customers thrive on risk for more than 20 years.

For details please visit: www.metricstream.com 

While others fear risk, we embrace it. For over 20 years, Protecht has redefined the way people think about risk. We enable smarter risk taking by our customers to drive their resilience and sustainable success.   

We help you increase performance through better understanding, monitoring and management of risk. We provide a complete solution of risk management, compliance, training, advisory and consulting services to businesses, regulators and governments across the world. 

Our Protecht ERM SaaS platform lets you manage your risks in one place: risks, compliance, incidents, KRIs, vendor risk, IT and cyber risk, operational resilience, business continuity management, and more.

www.protechtgroup.com

Turn Supervision into Super Vision with SteelEye, the first truly integrated trade and communications surveillance solution. We empower financial firms with the data-driven tools and complete insights they need to focus on what matters, all from a single platform. State-of-the-art algorithms and intelligent alerts proactively detect market manipulation and compliance breaches, while our holistic data model – which combines communications, trades, orders, news, and market data – provides intelligent insights and deep analytics. Our AI-driven Compliance CoPilot provides intelligent alert scoring, prioritization, and commentary across trade and communications alerts, speeding up alert resolution workflow by up to 90%. Founded in 2017, SteelEye has offices in the UK, North America, Portugal, and India.

For further information, visit steel-eye.com

Streamline vendor due diligence & management within your secure Microsoft 365 environment. Automate compliance tasks, cyber security checks, mitigate risks, and provides insight throughout the vendor lifecycle. Built specifically to assist business manage upcoming Digital Operations and Resilience Act (DORA) and other third party risk due diligence regulations.

www.vendifi.io